BUSA 3701 Career Research: Annual Reports & SEC Filings

Public companies are required to file the following forms with the SEC:

• 10-K (annual report of a U.S. corporation)
• 10-Q (quarterly report of a U.S. corporation)
• 20-F (annual report of a foreign firm)

You can search information collected by the SEC several ways:

• Company or fund name, ticker symbol, CIK (Central Index Key), file number, state, country, or SIC (Standard Industrial Classification)
• Most recent filings
• Full text (past four years)
• Boolean and advanced searching, including addresses
• Key mutual fund disclosures
• Mutual fund voting records
• Mutual fund name, ticker, or SEC key (since Feb. 2006)
• Variable insurance products (since Feb. 2006)